Outsourced Compliance Services
As a regulated firm, the key roles that can be outsourced to us are:
Compliance Officer & MLRO
Our expert team has the relevant skills and experience to be an effective and constructive CO/MLRO for your organization.
Data Protection Officer
Our consultants have extensive experience and are equipped to guide you through data protection regulations and laws that apply to your firm.
Independent Non-Executive Director
We’ll advise you on processes, controls, and corporate governance to navigate the complexities of financial services regulations in the UAE.
Our services include:
Full responsibility for maintaining and overseeing your firm’s compliance program
Manage ongoing communication with senior management
Compliance Manual Updates
Annual Reviews
Regulatory surveys and questionnaires management
Periodic Assessments with onsite and offsite inspections
Registration of GO AML Portal and being appointed as the Compliance Officer and MLRO
Our expert compliance professionals will work closely with you to serve as your dedicated compliance team. As your firm’s Outsourced Compliance Officer and MLRO, TFLC can do the heavy lifting involved with running a comprehensive compliance program, from compliance manual updates, conducting annual reviews and handling regulatory requirements. Our goal is to ensure that your compliance program can withstand regulatory scrutiny and that your firm is fully up to speed on the evolving regulatory landscape.
